Regulatory Info
Company’s Registration Number: K-0042619
Sales Tax Number: S-1875168-7
National Tax Number: 1875168-7
Rated By: JCR-VIS Credit Rating Company Limited
Entity Rating : Short Term: A-2, Long Term : A-
Management Quality Rating : BMR2
Regulators Web Links: Securities and Exchange Commission of Pakistan
- The Karachi Stock Exchange Limited
- National Clearing Company of Pakistan Limited
- Central Depository Company of Pakistan Limited
- State Bank of Pakistan
Profile
Broker Registration Number: 057
Securities Broker of Pakistan Mercantile Exchange Limited : BRC-307
Auditor: Naveed Zafar Ashfaq Jaffery Chartered Accountant
1st Floor, Modern Motors House,Beaumont Road, Karachi, Pakistan
Phone #: (+92 21) 35671909,35657205
FAX: (+92 21) 35210626
Email: khi@nzaj.com.pk
Website: www.nzaj.com.pk
Legal Advisor: Ijaz Ahmed & Associates
Governance
Board of Directors
Mr. Mohammed Sohail – Chief Executive Officer
Mohammed Sohail has almost 24 years experience of Pakistan’s capital markets, research and broking Awarded ‘Best Analyst’ for two years (2003 and 2004) from the CFA Association. He was the first analyst in Pakistan to get this award. Asiamoney awarded him the title of Best Salesperson in Pakistan in its Brokers Poll in for sixth consecutive year (2011 – 2017). He is a Certified Director of Pakistan Institute of Corporate Governance (PICG). Mr. Sohail was elected Director of Pakistan Stock Exchange (PSX) and Pakistan Mercantile exchange (PMEX), director of Central Depository Company of Pakistan. He was Chairman New Product & Market Development Committee of PSX.
Mr. Haroon Fattani
Mr. Haroon Fattani has been a board member for past 9 years. He carries over 27 years’ experience in Pakistan’s capital markets and holds a Bachelor’s degree from University of Karachi.
Mrs. Sabahat Sohail
Mrs. Sabahat Sohail is Director of Topline Securities. She has been member of Topline board since August 07, 2014. Mrs. Sabahat holds a Master’s degree from University of Karachi.
Mr. Muhammad Amir Fattani
Mr. Muhammad Amir Fattani has a master degree from University of Karachi. He has seven years having experience in stock market industry and detailed understanding of stock market related matters.
Mr. Muhammad Imran Abdul Ghaffar
Mr. Muhammad Imran Abdul Ghaffarwas appointed as an Independent Non-Executive Director on the Board in 2018.
With over 25 years of diversified industry and financial experience, he has worked in areas such as Treasury, corporate Affairs, Pakistan Capital Markets, Banking Operations, ERP’s and financialreporting. He has worked in these areas in Pakistan as well as in UAE.
He holds a Master’s degree in Business Administration and has attended various Management Development courses.
He is also a Certified Director from Institute of Chartered Accountants of Pakistan.
Mr. Syed Uzair Ahmed
Mr. Syed Uzair Ahmed has over 12 years of experience working in the IT department of brokerage firms. He has managed, developed, designed and implemented company-wide short and long-term solutions to support and meet the continuously evolving technological requirements of an organization. At Topline Securities, he has been instrumental in establishing the IT platform. Previously, he had established similar platforms at other firms. Mr. Syed Uzair Ahmed holds certification in MCSE and ITIL® Foundation while holds a Master degree from University of PAF-KIET, Karachi.
Sponsor(s)
Mr. Mohammed Sohail, Chief Executive Officer
Pattern of Share Holding(s): For Pattern of Shareholding Click Here
Associated Companies :
1. Top Line Commodities (Pvt.) Limited
2. Topline Securities (Pvt.) Limited-Employees Provident Fund
Detail of Audit Committe
Mr. Muhammad Imran Abdul Ghaffarwas (Chairman)
Mr. Mohammed Sohail (Member)
Nomination Committee
Mr. Mohammad Sohail (Chairman)
Mr. Khalid Mehmood (Member)
Mr. Uzair Ahmed (Member)
Risk Management Committee
Mr. Mohammad Sohail (Chairman)
Mr. Khalid Mehmood (Member)
Mr. Mohammad Imran (Member)
Investor Information
Financial Statements :
- Financial Statement 2019
- Quarterly & Half Yearly Financial Highlights (March 2014 – March 2019)
- Financial Statement 2018
- Financial Statement 2017
- Financial Statement 2016
- Financial Statement 2015
- Financial Statement 2014
- Financial Statement 2013
- Financial Statement 2012
NCB Auditor Detail:
Naveed Zafar Ashfaq Jaffery & CO Chartered Accountant
1st Floor, Modern Motors House, Beaumont Road, Karachi, Pakistan
Phone #: (+92 21) 35671909, 35657205
FAX: (+92 21) 35210626
Email: khi@nzaj.com.pk
Website: www.nzaj.com.pk
Detail of NCB & LCB: Click Here
Net Capital Balance: For Net Capital Balance – Dec 2019 Click Here
Net Capital Balance- 30 June 2019
KYC Policy: For KYC Policy Click Here
PSX Investor guide in urdu: Click Here
Investors Portal
Customer’s Grievances: For Customer’s Grievances Click Here
The contact details of our person designated to handle complaint:
Mr. Muzaffar Iqbal
Phone #: (+92 21) 333-2823024
Email: Muzaffar.iqbal@topline.com.pk
Topline Research Disclaimer : Click Here
SECP Online Complaint Lodge: http://www.secp.gov.pk/form_Complaint_Online.asp
KSE Online Complaint Lodge: http://csir.kse.com.pk/?type=2
Agent Name:Our Nominee Director Mr.Mohammed Sohail supervises the principal office as allowed under Brokers’ Office/ Branch Office Regulation of PSX
Useful Links
- Government of Pakistan www.pakistan.gov.pk
- Securities and Exchange Commission of Pakistan www.secp.gov.pk
- Ministry of Finance www.finance.gov.pk
- Board of Investment www.boi.gov.pk
- Board of Investment www.pakboi.gov.pk
- PMEX – Pakistan Mercantile Exchange www.pmex.com.pk
